Other mandatory disclosures

  1. Onboarding Document
  2. Details of Key Managerial Personals
  3. Stock Broker - Investor Charter
  4. Details of Authorized Persons
  5. Details of Directors
  6. Rights & Obligations: Stock brokers and Clients
  7. Rights & Obligations: DP & BO
  8. Uniform Risk Disclosure Document (CM & Derivatives)
  9. Risk Disclosure on Derivatives
  10. Privacy Policy
  11. Disclaimer
  12. MITC
  13. Whistle Blower Policy
  14. Trading Preference (SEBI circular)
  15. Inactive account policy
  16. Unauthorised Market Practices by Trading Members (NSE)/BSE
  17. Client Registration Documents in Vernacular Language (Hindi)
  18. Client Registration Documents in Vernacular Language (Marathi)
  19. Investor Charter DP
  20. Complaints Data (Stock Broker)
  21. Complaints Data (DP)
  22. Client Bank Accounts Disclosure
  23. Policy on Handling of Good Till Cancelled Orders
  24. Penny Stocks Policy
  25. Risk Management Policy
  26. SOP for operation of accounts in case of an incapacitated investor
  27. SOP-Reporting of demise of an investor through KRA
  28. Voluntary Freeze Policy/Account Block
  29. Attention Investors
  30. Online Dispute Resolution in Securities Market