Regulatory Content
- Client Bank Accounts Disclosure
- Client Registration Documents in Vernacular Language (Hindi)
- Client Registration Documents in Vernacular Language (Marathi)
- Details of Authorized Persons
- Details of Directors
- Inactive account policy
- Investor Charter DP
- MITC
- Onboarding Document
- Online Dispute Resolution in Securities Market
- Penny Stocks Policy
- Policy on Handling of Good Till Cancelled Orders
- Rights & Obligations: DP & BO
- Rights & Obligations: Stock brokers and Clients
- Risk Disclosure on Derivatives
- Risk Management Policy
- SOP for operation of accounts in case of an incapacitated investor
- SOP-Reporting of demise of an investor through KRA
- Stock Broker - Investor Charter
- Trading Preference (SEBI circular)
- Unauthorised Market Practices by Trading Members (NSE)/BSE
- Uniform Risk Disclosure Document (CM & Derivatives)
- Voluntary Freeze Policy/Account Block
- Whistle Blower Policy
- Details of Key Managerial Personnels
- Complaints Data (DP)
- Complaints Data (Stock Broker)
- Refund and Cancellation Policy